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Investment compliance officer jobs from the company Job placements in Kraaifontein (6 jobs)

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  • Job Placements
  • Kraaifontein
... on-boarding the learners Compliance & Administration: Ensure compliance with company standards, labour ...
22 days ago
  • Job Placements
  • Kraaifontein
... understanding of shares and offshore investment processes. Generating New Business Proactively ... to ensure adherence to supervision compliance requirements. Identify training needs ... , including static data. Ensure compliance with FICA and FAIS legislative ...
a month ago
  • Job Placements
  • Kraaifontein
... understanding of shares and offshore investment processes. Generating New Business Proactively ... to ensure adherence to supervision compliance requirements. Identify training needs ... , including static data. Ensure compliance with FICA and FAIS legislative ...
a month ago
  • Job Placements
  • Kraaifontein
... Experience: 5+ years experience in the investment financial services industry is essential ... on service providers website functionalities (Investment and risk service providers) Service ... that client documentation is in compliance with FICA & FAIS legislation ...
25 days ago
  • Job Placements
  • Kraaifontein
... in a financial services or investment related administrative environment. will ... mandate documentation and ratings; Compliance and risk management (maintain ... reports); Prepare, distribute and process investment instructions (switches; initial, rebalancing ...
25 days ago
  • Job Placements
  • Kraaifontein
... annuities. - Prepare comparative quotations for investment and risk products. - Track ... research for client presentations. - Ensure compliance with all regulatory and administrative ... to detail. - Basic knowledge of investment and wealth management products. - ...
30 days ago