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Head of compliance jobs from the company Executive placements in Claremont (2 jobs)

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  • Executive Placements
  • Claremont
... business, clients and regulators Ensure compliance implementation and maintenance of the ... monitoring plan, including AML compliance monitoring Monitoring of the primary ... relevant financial degree) FSCA registered compliance officer (with RE1 exam) Excellent ...
19 days ago
  • Executive Placements
  • Claremont
... reporting, control, legal and tax compliance, and financial performance of the ... entities within the deadlines. Ensure compliance from a finance perspective with the ... , Investor side letters etc. Ensure compliance with regulatory requirements, internal policies ...
9 days ago