Description:
Responsibilities:- Compiling of compliance and statistical reports to the business, clients and regulators
- Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan, including AML compliance monitoring
- Monitoring of the primary legislation impacting the business
- Analyse, interpret and implement new legislation
- Review of all marketing material in accordance with Board Notice 92
- Address compliance queries from the business
- Managing compliance projects from start to finish
- Ensure the application of the TCF outcomes
- Maintain FAIS compliance procedures and manuals
- Maintaining the key individual / representative register
- Monitoring and reporting on all FAIS matters to the business and the regulator
- Advising on regulatory changes
Minimum requirements:
- Financial services experience, preferable within the CIS environment
- Relevant qualification (i.e. law or relevant financial degree)
- FSCA registered compliance officer (with RE1 exam)
- Excellent Microsoft Office knowledge
- Regulatory, policy, product & industry knowledge (i.e. FICA, CISCA, FAIS, ASISA codes and standards)
08 Apr 2025;
from:
gumtree.co.za