... refine the company’s compliance offerings. Key Responsibilities Compliance Oversight & Regulatory ... agreements, and financial regulatory compliance. Liaise with regulatory bodies, ... in various jurisdictions. Conduct compliance audits and deliver strategic ...
a month ago
... business, clients and regulators Ensure compliance implementation and maintenance of the ... monitoring plan, including AML compliance monitoring Monitoring of the primary ... relevant financial degree) FSCA registered compliance officer (with RE1 exam) Excellent ...
15 days ago
... ? Assist in the implementation of compliance programs and initiatives within the ... of legal and compliance procedures. ? Maintain legal and compliance documentation and records ... a keen interest in legal and compliance fields. ? Strong proficiency in Microsoft ...
a month ago
... reporting, control, legal and tax compliance, and financial performance of the ... entities within the deadlines. Ensure compliance from a finance perspective with the ... , Investor side letters etc. Ensure compliance with regulatory requirements, internal policies ...
5 days ago