Description:
Key Performance Areas (KPAs)Insider trading reviews across all asset classes (cash equities, equity derivatives, corporate bonds)
Real time monitoring and review of significant share price and share volume reactions Monitor and review price-sensitive company announcements falling on your allotted roster Preparation and presentation of referral documentation to the Financial Sector Conduct Authority for further investigation at monthly market abuse meetings Provide ongoing support to the FSCA investigations until the completion of the investigation Price manipulation reviews across asset classes (cash equities, commodity derivatives, bond market)
Monitor and independently conduct reviews of allegations of prohibited trading practices to identify prohibited trading practices Review and signoff of market abuse alerts Conduct quarterly alert optimization reviews Real time monitoring and review of share price reactions to identify prohibited trading practices Preparation and presentation of referral documentation to the Financial Sector Conduct Authority for further investigation at monthly meetings Provide ongoing support to the FSCA investigations Derivative profit and loss reviews
Execution of derivative profit and loss reviews Surveillance (operational) processes
Adjudication of error trades across asset classes Execution of all other surveillance processes in line with agreed timelines Minimum Requirements
Minimum Qualification
Degree in Financial/Quantitative Field (Maths, Engineering, Physics, Computer Science, Data Analytics, Big Data, etc.) Minimum Experience
5 years' experience preferably in market surveillance Market surveillance experience from another exchange would be a huge advantage Knowledge and Skills required
Experience in interacting with the front office (i.e. experience in a middle office role) Should you not receive a response from us within one week of your application, your application has unfortunately not been successful.
12 May 2025;
from:
gumtree.co.za