Description:
Job Title: Compliance Analyst
Our client is seeking a Compliance Analyst to serve as the primary point of contact for all “Know Your Customer” (KYC) requests and provide general compliance support. This role reports to the Head of Compliance and will involve liaising with various internal teams and service providers, handling regulatory matters, and managing compliance documentation and processes.
Key Responsibilities
KYC & Due Diligence
Prepare and maintain the company KYC pack. Respond to KYC requests from local and international service providers. Collate documentation, complete questionnaires, and liaise with internal teams for onboarding forms. Maintain a central KYC database. Conduct KYC screening on new service providers.Regulatory & Compliance Support
Assist with regulatory reports and maintain compliance registers. Coordinate compliance training, declarations, and regulatory filings. Liaise with outsourced compliance officers for regulatory admin matters. Track CPD activities of FAIS representatives.Administrative & Company Secretarial Support
Manage compliance-related data across internal platforms. Maintain records of entities, resolutions, and company documentation. Draft standard resolutions and prepare board/shareholder meeting packs. Support implementation of internal policies and assist with ad hoc compliance tasks.Requirements
Qualifications
Matric Paralegal diploma, law degree, or compliance qualification (e.g., FAIS-approved Compliance Officer)Experience
3+ years in KYC and AML Familiarity with financial services regulations (local and international)
05 Apr 2025;
from:
gumtree.co.za