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Investment Compliance Officer

Executive Placements
Cape Town Full-day Full-time

Description:

Key Responsibilities:
Monitor and report compliance with regulations like REG28, REG30, LTIA, CISCA, and more. Oversee compliance for Collective Investment Schemes, Pension Funds, Medical Aid Schemes, and Hedge Funds. Conduct Regulation 28 analysis, assist with quarterly reporting, and investigate breaches. Manage compliance data, liaise with regulators, and support new fund applications. Ensure adherence to ASISA Standards and offshore fund regulations.
12 Mar 2025;   from: gumtree.co.za

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