Description:
Requirements:
Experience: 5+ years in financial services (preferably within the CIS environment) Qualification: Relevant qualification (e.g., law or financial degree) Compliance Registration: FSCA registered compliance officer with RE1 exam Skills: In-depth knowledge of FICA, CISCA, FAIS, ASISA codes Strong communication and presentation skills Analytical accuracy and attention to detail Ability to work independently under pressure Excellent Microsoft Office knowledgeResponsibilities:
Compile compliance and statistical reports for the business, clients, and regulators. Implement and maintain the compliance risk management and monitoring plan, including AML compliance monitoring. Monitor and analyze primary legislation impacting the business. Interpret and implement new legislation. Review all marketing material in accordance with Board Notice 92. Address compliance queries from the business. Manage compliance projects from start to finish. Ensure application of TCF outcomes. Maintain FAIS compliance procedures and manuals. Manage the key individual/representative register. Monitor and report on all FAIS matters to the business and regulator.
11 Mar 2025;
from:
gumtree.co.za