Where

FINANCIAL ADVISOR/SENIOR WEALTH MANAGER

Job Placements
Kraaifontein Full-day Full-time

Description:

This position is for a financial advisor managing an existing portfolio for a fixed salary.

Your:

  • Formal Education:
  • BCom
Post Graduation Diploma in Financial Planning CFP Accreditation RE Qualification Experience: ± 5 years in a Wealth Management, Paraplanner, or Financial Advisory role. Verbal and written communication, in English and Afrikaans, at all levels

will nable you to do the following duties:

Client Portfolio Reviews Analyse the performance of client portfolios and prepare review reports in accordance with company policies and standards. Conduct client reviews and ensure timely submission of review reports in alignment with company guidelines. Servicing of Existing Clients Provide ongoing financial advice to clients, in collaboration with the Wealth Planners, on portfolio matters such as risk, market trends, investment performance, benchmarks, and insured values. Process and implement client instructions related to switches, repurchases, maturities, surrenders, and Section 14 and Section 37 transfers. Address and resolve client concerns, queries, requests, and complaints pertaining to their portfolios. Facilitate the opening of CCM accounts and authorize payments as required. Assist clients with tax-related queries. Support clients in preparing and signing wills and assist with estate execution in collaboration with the appointed executor. Uphold and apply the principles of the Treating Customers Fairly (TCF) Policy in all client interactions. Demonstrates a good understanding of shares and offshore investment processes. Generating New Business Proactively identify new business opportunities and promote the full range of services and products offered by EFG. Responsible for compiling estate duty calculations, risk cover, and investment proposals. Leadership & Support to Wealth Team Oversee Junior Wealth Managers to ensure adherence to supervision compliance requirements. Identify training needs within the Wealth Team and coordinate necessary training sessions. Conduct quality control on the outputs of Wealth Managers to maintain high standards of client service and portfolio management. Collaborate with service providers to address and resolve client service issues. General Administration Document all client interactions promptly after completion. Maintain and update client records and databases, including static data. Ensure compliance with FICA and FAIS legislative requirements.
20 Feb 2025;   from: gumtree.co.za

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