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Head of compliance full-time jobs in Newlands (2 jobs)

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Equity Dealer / Trader | Newlands

  • Executive Placements
  • Newlands
... limits, risk management guidelines, and compliance protocols. Trading Administration (20%): Coordinate ... rates, portfolio SSIs, and ensure compliance with insider trading and PA ...
20 days ago

Salaried Financial Planner

  • Executive Placements
  • Newlands
... and existing clients. Monitor FICA compliance. Key Competencies: Minimum 3 years working ...
10 days ago

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