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Compliance analyst full-time jobs in Newlands (2 jobs)

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  • Executive Placements
  • Newlands
... limits, risk management guidelines, and compliance protocols. Trading Administration (20%): Coordinate ... rates, portfolio SSIs, and ensure compliance with insider trading and PA ...
8 days ago
  • Executive Placements
  • Newlands
... and existing clients. Monitor FICA compliance during the on boarding process ...
a month ago