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Head of compliance jobs in Newlands (2 jobs)

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  • Executive Placements
  • Newlands
... limits, risk management guidelines, and compliance protocols. Trading Administration (20%): Coordinate ... rates, portfolio SSIs, and ensure compliance with insider trading and PA ...
16 days ago
  • Executive Placements
  • Newlands
... and existing clients. Monitor FICA compliance. Key Competencies: Minimum 3 years working ...
6 days ago