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Compliance manager jobs from the company Executive placements in Newlands (2 jobs)

Executive placements
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Equity Dealer / Trader | Newlands

  • Executive Placements
  • Newlands
... costs. Collaborate with Portfolio Managers to confirm trade instructions ... , risk management guidelines, and compliance protocols. Trading Administration (20%): ... Manager instructions. Maintain and update brokerage rates, portfolio SSIs, and ensure compliance ...
7 days ago

Graduate Investment Planner

  • Executive Placements
  • Newlands
... -based role. Assist Client Portfolio Managers with investment proposals and portfolio ... and existing clients. Monitor FICA compliance during the on boarding process ...
a month ago

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