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Compliance analyst full-time jobs from the company Executive placements in Newlands (2 jobs)

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Executive placements
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Equity Dealer / Trader | Newlands

  • Executive Placements
  • Newlands
... limits, risk management guidelines, and compliance protocols. Trading Administration (20%): Coordinate ... rates, portfolio SSIs, and ensure compliance with insider trading and PA ...
7 days ago

Graduate Investment Planner

  • Executive Placements
  • Newlands
... and existing clients. Monitor FICA compliance during the on boarding process ...
a month ago

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