... and building strong relationships with financial advisors. Providing clear and accessible ... Manager with any compliance project.Reporting:Assist Compliance Manager to compile ... activities, compliance risks;Assist with reporting to the regulator and other ...
2 months ago
... adequate and timeously reporting and feedback;Recruit Value Add Financial Advisors within ... , operations, and profitability;Liaise with financial advisers and address any sales ... decisions are actioned;Ensure timeously reporting to advisors on their business ...
2 months ago