... requirements. Fulfils Compliance functions required in terms of the FAIS legislations such ... upfront. Liaise with the various FAIS teams of the client as ... to the compliance mandate as delegated by the compliance officer and Compliance Manager of ...
8 days ago
... through directing the compliance function through identification, ... Licensed Compliance Officers Phase I Approved - Category I FAIS Licensed Compliance Officer would ... be advantageous Post Graduate Diploma in Compliance ...
15 days ago
Description: Financial Compliance Officer (Chartered Accountant) Johannesburg Salary ... for an experienced Financial Compliance Officer, Chartered Accountant to join ... the forefront of ensuring regulatory compliance, implementing financial controls and ...
16 days ago
... EXPERIENCE AND QUALIFICATIONS Regulatory Compliance: Ensure compliance with relevant legal, ... Management: Investigate and resolve compliance-related incidents and breaches, ... RMCP compliance and act as compliance officer. Run ad hoc compliance checks ...
16 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... client’s dynamic team as a Financial Compliance Officer, where you will play a crucial ... regulations. · Proven ability to conduct compliance audits and risk assessments. · Experience ...
12 days ago
... a strong interest in compliance. The Compliance Administrator will support the ... Key Responsibilities: Regulatory Compliance Support Compliance Reporting and Documentation Risk ... with investigations into potential compliance breaches, including gathering ...
27 days ago
... : Responsibilities: Develop and maintain compliance programs, policies, and procedures ... vendors to ensure compliance. Respond to compliance inquiries from stakeholders ... sensitive information. Proficient in compliance management tools/protocols/procedureFull- ...
28 days ago
... addressing regulatory risks. Promote compliance awareness through newsletters, presentations, ... update a compliance manual and related procedures. Compliance Risk Monitoring ... actions. Compliance Risk Reporting Submit quarterly Compliance Risk Profile ...
a month ago
... job: To monitor and ensure compliance with regulatory and good clinical ... (if possible, in the regulatory compliance department) Desirable additional education, work ...
15 days ago
R 20 000
R 30 000
a month
... is recruiting for a Compliance Trainee to assist the Compliance Officer with all external ... of FAIS, BEE, FICA, SHORT TERM INSURANCE ACT and Compliance Institute if ... HR with recruitment on the FAIS related matters Requirements: Short Term ...
7 days ago
R 20 000
R 30 000
a month
... is recruiting for a Compliance Trainee to assist the Compliance Officer with all external ... of FAIS, BEE, FICA, SHORT TERM INSURANCE ACT and Compliance Institute if ... HR with recruitment on the FAIS related matters Requirements: Short Term ...
7 days ago
R 20 000
R 30 000
a month
... is recruiting for a Compliance Trainee to assist the Compliance Officer with all external ... of FAIS, BEE, FICA, SHORT TERM INSURANCE ACT and Compliance Institute if ... HR with recruitment on the FAIS related matters Requirements: Short Term ...
7 days ago
... in compiling SHE files, assessing compliance, conducting field activity audits, ... SHE policies and procedures alongside compliance officer. - Implement, coordinate and conduct ... of operational SHE Internal Legal Compliance Assessments. - Plan and Implement ...
a month ago
... C OMPLIANCE F UNCTIONS : Assist in monitoring compliance with applicable legislation and internal ... requirements. Fulfils Compliance functions required in terms of the FAIS legislations such ... the FAIS act. Manage the FSP relations with the Compliance practice ...
a year ago
... include: Compliance & Administration Vetting and verifying FSP and FAIS representatives ... , and distributing certificates and compliance documentation. Billing & Payments ... administrative duties to support compliance functions. Qualifications & Requirements ...
8 days ago