Description: Position: Compliance Officer Team Leader Location: Claremont, Cape ... the Role We are seeking a Compliance Officer Team Leader with a strong legal ... company and its clients. Conduct compliance risk assessments and implement mitigation strategies ...

4 days ago

Entry-level Compliance Officer

Executive Placements
Claremont

... ? Assist in the implementation of compliance programs and initiatives within the ... of legal and compliance procedures. ? Maintain legal and compliance documentation and records ... with a keen interest in legal, risk, compliance and regulatory matters. Skills and ...

4 days ago

A Paraplanner

Job Placements
Claremont

... Verify all compliance paperwork is present Validate client risk profile is ... / proposals forms Verify all compliance paperwork Alter clients' investments as ... Assess investment portfolio, asset allocation, risk profile Requirements: Qualification: BCom ...

27 days ago

A Paraplanner Compliance Officer Team Lead

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