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Investment compliance officer jobs in Claremont (2 jobs)

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  • Executive Placements
  • Claremont
... experience in financial services as a Compliance Officer, ideally within asset management Proficient ... high-risk rules Oversee all investment-related compliance reporting, including Regulation 28 ...
22 days ago
  • Executive Placements
  • Claremont
... activities (closings, capital calls, investments and distributions), fee calculations, ... side letters etc. Ensure compliance with regulatory requirements, internal ... investments, budgeting, accounts payable, tax etc. Manage tax and regulatory compliance ...
16 days ago