... compliance and ethical behavior. Processes: Regulatory Risk Management support: Develop and ... Compliance projects: Assist the Compliance Manager with any compliance project. ... Reporting: Assist Compliance Manager to compile internal compliance reports ...
11 days ago
... Distribute queries to various sales managers and/or brokers and reps ... and distribute to various sales managers - Daily production stats updates, - ... Education - Matric Technical/Legal Certification - Regulatory Examination Level 1: Representatives (Advantage) ...
4 days ago